Unclaimed Profile

Christopher Thomas Tolmacs

HARBINGER ASSET MANAGEMENT, LLC·COSTA MESA, California

SIE, Series 7, Series 24, Series 65, Series 6614 years registeredHARBINGER ASSET MANAGEMENT, LLC

3080 BRISTOL STREET,, COSTA MESA, CA 92626CRD# 4648724Firm CRD# 146811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Thomas Tolmacs · COSTA MESA, CA

Registration

CRD #4648724 · HARBINGER ASSET MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARBINGER ASSET MANAGEMENT, LLC

HARBINGER ASSET MANAGEMENT, LLC

Jul 2012 – Mar 2016

PORTAGE, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 65

Series 66

Registration record

First registered · July 13, 2012

Years registered · 14

Disclosure History

2020Customer Dispute·Award / Judgment

2018Regulatory·Final

2016Customer Dispute·Award / Judgment

2016Regulatory·Final

1992Criminal·Final Disposition

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HARBINGER ASSET MANAGEMENT, LLC

CRD 146811 · SEC 801-69393

AUM

$19M

Regulatory assets under management

Employees

291 client accounts

Services offered by HARBINGER ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARBINGER ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Thomas Tolmacs offer?

Christopher Thomas Tolmacs specializes in Financial Planning, Investment Management, Wealth Management.

What are Christopher Thomas Tolmacs's credentials?

Christopher Thomas Tolmacs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Thomas Tolmacs located?

Christopher Thomas Tolmacs is based in COSTA MESA, California, last registered with HARBINGER ASSET MANAGEMENT, LLC.

How does Christopher Thomas Tolmacs charge for services?

Christopher Thomas Tolmacs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBINGER ASSET MANAGEMENT, LLC?

HARBINGER ASSET MANAGEMENT, LLC has approximately 1 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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