Unclaimed Profile

James Anthony Pupillo

INTELLIGENCE DRIVEN ADVISERS, LLC·CARLSBAD, California

SIE, Series 3, Series 7, Series 63, Series 6514 years registeredINTELLIGENCE DRIVEN ADVISERS, LLC

2792 GATEWAY ROAD, CARLSBAD, CA 92009CRD# 1714650Firm CRD# 299589

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Anthony Pupillo · CARLSBAD, CA

Registration

CRD #1714650 · INTELLIGENCE DRIVEN ADVISERS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

NEWEDGE ADVISORS

Sep 2024 – present

INTELLIGENCE DRIVEN ADVISERS, LLC

Feb 2019 – Sep 2024

Scottsdale, AZ

LDI-MAP LLC

Sep 2017 – Dec 2024

SCOTTSDALE, AZ

HIGHTOWER ADVISORS, LLC

Feb 2014 – Jan 2018

SCOTTSDALE, AZ

HIGHTOWER ADVISORS, LLC

Mar 2012 – Dec 2013

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · March 27, 2012

Years registered · 14

Disclosure History

2001Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTELLIGENCE DRIVEN ADVISERS, LLC

CRD 299589 · SEC 801-114418

AUM

$978M

Regulatory assets under management

Employees

1,002 client accounts

Services offered by INTELLIGENCE DRIVEN ADVISERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INTELLIGENCE DRIVEN ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does James Anthony Pupillo offer?

James Anthony Pupillo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARLSBAD, California for a consultation.

What are James Anthony Pupillo's credentials?

James Anthony Pupillo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Anthony Pupillo located?

James Anthony Pupillo is based in CARLSBAD, California, working with INTELLIGENCE DRIVEN ADVISERS, LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does James Anthony Pupillo charge for services?

James Anthony Pupillo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTELLIGENCE DRIVEN ADVISERS, LLC?

INTELLIGENCE DRIVEN ADVISERS, LLC has approximately 17 employees and manages $978M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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