Unclaimed Profile

James Michael Owen

FOUNDATIONAL RETIREMENT SOLUTIONS LLC·CARLSBAD, California

SIE, Series 7, Series 24, Series 63, Series 65Clean recordFOUNDATIONAL RETIREMENT SOLUTIONS LLC

5670 EL CAMINO REAL, CARLSBAD, CA 92008CRD# 5092598Firm CRD# 288564

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Owen · CARLSBAD, CA

Registration

CRD #5092598 · FOUNDATIONAL RETIREMENT SOLUTIONS LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOUNDATIONAL RETIREMENT SOLUTIONS LLC

CRD 288564 · SEC 801-114533

AUM

$138M

Regulatory assets under management

Employees

25 client accounts

Services offered by FOUNDATIONAL RETIREMENT SOLUTIONS LLC

Per Form ADV

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at FOUNDATIONAL RETIREMENT SOLUTIONS LLC →

Introduction

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Frequently Asked Questions

What services does James Michael Owen offer?

James Michael Owen specializes in Retirement Planning, Wealth Management. Contact their office in CARLSBAD, California for a consultation.

What are James Michael Owen's credentials?

James Michael Owen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Owen located?

James Michael Owen is based in CARLSBAD, California, working with FOUNDATIONAL RETIREMENT SOLUTIONS LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does James Michael Owen charge for services?

James Michael Owen's firm is compensated through other: fees embedded in frs cits.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNDATIONAL RETIREMENT SOLUTIONS LLC?

FOUNDATIONAL RETIREMENT SOLUTIONS LLC has approximately 2 employees and manages $138M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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