Unclaimed Profile

Glenn Steven Goodstein

GSG CAPITAL ADVISORS, LLC·CARLSBAD, California

Series 7, Series 63, Series 6523 years registeredGSG CAPITAL ADVISORS, LLC

5650 EL CAMINO REAL, CARLSBAD, CA 92008CRD# 2294989Firm CRD# 130179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Glenn Steven Goodstein · CARLSBAD, CA

Registration

CRD #2294989 · GSG CAPITAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

THE INVESTMENT HOUSE LLC

Nov 2012 – present

CARMEL CAPITAL PARTNERS, LLC

Jan 2012 – Mar 2016

SAN DIEGO, CA

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

Nov 2009 – Nov 2012

LOS ANGELES, CA

GSG CAPITAL ADVISORS, LLC

Apr 2004 – Jan 2020

CARLSBAD, CA

GKM ADVISERS, LLC

Aug 2003 – Aug 2009

CARLSBAD, CA

GKM ADVISERS INC.

Sep 2002 – Aug 2003

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 4, 2002

Years registered · 23

Disclosure History

2015Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GSG CAPITAL ADVISORS, LLC

CRD 130179 · SEC 801-62890

AUM

$72M

Regulatory assets under management

Employees

135 client accounts

Services offered by GSG CAPITAL ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at GSG CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Glenn Steven Goodstein offer?

Glenn Steven Goodstein specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CARLSBAD, California for a consultation.

What are Glenn Steven Goodstein's credentials?

Glenn Steven Goodstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Glenn Steven Goodstein located?

Glenn Steven Goodstein is based in CARLSBAD, California, working with GSG CAPITAL ADVISORS, LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does Glenn Steven Goodstein charge for services?

Glenn Steven Goodstein's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GSG CAPITAL ADVISORS, LLC?

GSG CAPITAL ADVISORS, LLC has approximately 1 employees and manages $72M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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