Unclaimed Profile

Barbara Jessup Williams

FINANCIAL FOCUS LLC·CARLSBAD, California

SIE, Series 7, Series 24, Series 51, Series 63CFPClean record37 years registeredFINANCIAL FOCUS LLC

1917 PALOMAR OAKS WAY, CARLSBAD, CA 92008CRD# 1050277Firm CRD# 282177

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara Jessup Williams · CARLSBAD, CA

Registration

CRD #1050277 · FINANCIAL FOCUS LLC · 37 years registered

Brand Profile

Not yet started

Career History

FINANCIAL FOCUS LLC

Jan 2016 – present

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jun 2000 – Oct 2017

CARLSBAD, CA

FINANCIAL FOCUS

May 1989 – Sep 2016

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · May 26, 1989

Years registered · 37

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL FOCUS LLC

CRD 282177 · SEC 801-112408

AUM

$633M

Regulatory assets under management

Employees

1,849 client accounts

Services offered by FINANCIAL FOCUS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL FOCUS LLC →

Introduction

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Frequently Asked Questions

What services does Barbara Jessup Williams offer?

Barbara Jessup Williams specializes in Financial Planning, Investment Management. Contact their office in CARLSBAD, California for a consultation.

What are Barbara Jessup Williams's credentials?

Barbara Jessup Williams holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Barbara Jessup Williams located?

Barbara Jessup Williams is based in CARLSBAD, California, working with FINANCIAL FOCUS LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does Barbara Jessup Williams charge for services?

Barbara Jessup Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL FOCUS LLC?

FINANCIAL FOCUS LLC has approximately 8 employees and manages $633M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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