Unclaimed Profile

Andrew Fowler Thomas

AXXCESS WEALTH MANAGEMENT, LLC·CARLSBAD, California

SIE, Series 7, Series 63, Series 65, Series 86, Series 8716 years registeredAXXCESS WEALTH MANAGEMENT, LLC

6005 HIDDEN VALLEY ROAD, CARLSBAD, CA 92011CRD# 4278972Firm CRD# 164081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Fowler Thomas · CARLSBAD, CA

Registration

CRD #4278972 · AXXCESS WEALTH MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

AXXCESS WEALTH MANAGEMENT, LLC

Jan 2022 – present

AXXCESS WEALTH MANAGEMENT, LLC

Sep 2015 – Dec 2021

Baton Rouge, LA

ARETE WEALTH ADVISORS, LLC

Aug 2009 – Mar 2020

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · August 18, 2009

Years registered · 16

Disclosure History

2020Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AXXCESS WEALTH MANAGEMENT, LLC

CRD 164081 · SEC 801-76763

AUM

$6.5B

Regulatory assets under management

Employees

24,090 client accounts

Services offered by AXXCESS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AXXCESS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Fowler Thomas offer?

Andrew Fowler Thomas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARLSBAD, California for a consultation.

What are Andrew Fowler Thomas's credentials?

Andrew Fowler Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Fowler Thomas located?

Andrew Fowler Thomas is based in CARLSBAD, California, working with AXXCESS WEALTH MANAGEMENT, LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does Andrew Fowler Thomas charge for services?

Andrew Fowler Thomas's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AXXCESS WEALTH MANAGEMENT, LLC?

AXXCESS WEALTH MANAGEMENT, LLC has approximately 78 employees and manages $6.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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