Unclaimed Profile

Steven Adam Schumaker

PRUNEYARD FINANCIAL GROUP, INC.·CAMPBELL, California

Series 65Clean record22 years registeredPRUNEYARD FINANCIAL GROUP, INC.

51 EAST CAMPBELL AVENUE, CAMPBELL, CA 95008CRD# 4782077Firm CRD# 117378

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Adam Schumaker · CAMPBELL, CA

Registration

CRD #4782077 · PRUNEYARD FINANCIAL GROUP, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRUNEYARD FINANCIAL GROUP, INC.

FORTHRIGHT CAPITAL

Jan 2026 – May 2026

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BEACON POINTE ADVISORS, LLC

Mar 2025 – May 2025

San Jose, CA

PRUNEYARD FINANCIAL GROUP, INC.

Apr 2004 – Mar 2025

CAMPBELL, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRUNEYARD FINANCIAL GROUP, INC.

CRD 117378 · SEC 801-60693

AUM

$123M

Regulatory assets under management

Employees

277 client accounts

Services offered by PRUNEYARD FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRUNEYARD FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Adam Schumaker offer?

Steven Adam Schumaker specializes in Financial Planning, Investment Management.

What are Steven Adam Schumaker's credentials?

Steven Adam Schumaker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Adam Schumaker located?

Steven Adam Schumaker is based in CAMPBELL, California, last registered with PRUNEYARD FINANCIAL GROUP, INC..

How does Steven Adam Schumaker charge for services?

Steven Adam Schumaker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRUNEYARD FINANCIAL GROUP, INC.?

PRUNEYARD FINANCIAL GROUP, INC. has approximately 3 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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