Unclaimed Profile

Lynda M Tu

JOHANSON FINANCIAL ADVISORS, INC.·CAMPBELL, California

SIE, Series 7, Series 63, Series 65Clean record2 years registeredJOHANSON FINANCIAL ADVISORS, INC.

2105 S. BASCOM AVENUE, CAMPBELL, CA 95008CRD# 5617228Firm CRD# 159244

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lynda M Tu · CAMPBELL, CA

Registration

CRD #5617228 · JOHANSON FINANCIAL ADVISORS, INC. · 2 years registered

Brand Profile

Not yet started

Career History

ALLWORTH FINANCIAL, L.P.

Feb 2024 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 7, 2024

Years registered · 2

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHANSON FINANCIAL ADVISORS, INC.

CRD 159244 · SEC 801-79190

AUM

$484M

Regulatory assets under management

Employees

834 client accounts

Services offered by JOHANSON FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOHANSON FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Lynda M Tu offer?

Lynda M Tu specializes in Financial Planning, Investment Management. Contact their office in CAMPBELL, California for a consultation.

What are Lynda M Tu's credentials?

Lynda M Tu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lynda M Tu located?

Lynda M Tu is based in CAMPBELL, California, working with JOHANSON FINANCIAL ADVISORS, INC.. Their office serves clients in the CAMPBELL metropolitan area and surrounding communities.

How does Lynda M Tu charge for services?

Lynda M Tu's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHANSON FINANCIAL ADVISORS, INC.?

JOHANSON FINANCIAL ADVISORS, INC. has approximately 5 employees and manages $484M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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