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Thomas Daniel Kerr

ROCKY PEAK CAPITAL MANAGEMENT, LLC·CALABASAS, California
Clean recordROCKY PEAK CAPITAL MANAGEMENT, LLC
3935 POPPYSEED PLACE, CALABASAS, CA 91302CRD# 1660793Firm CRD# 160207

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Daniel Kerr · CALABASAS, CA
Registration
CRD #1660793 · ROCKY PEAK CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Daniel Kerr is a registered financial advisor based in CALABASAS, California, affiliated with ROCKY PEAK CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
ROCKY PEAK CAPITAL MANAGEMENT, LLC
ROCKY PEAK CAPITAL MANAGEMENT
AUM
$664K
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at ROCKY PEAK CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1660793
Firm CRD# 160207
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Daniel Kerr offer?
Thomas Daniel Kerr specializes in Investment Management, Fee-Only Advisory. Contact their office in CALABASAS, California for a consultation.
What are Thomas Daniel Kerr's credentials?
Thomas Daniel Kerr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Daniel Kerr located?
Thomas Daniel Kerr is based in CALABASAS, California, working with ROCKY PEAK CAPITAL MANAGEMENT, LLC. Their office serves clients in the CALABASAS metropolitan area and surrounding communities.
How does Thomas Daniel Kerr charge for services?
Thomas Daniel Kerr's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKY PEAK CAPITAL MANAGEMENT, LLC?
ROCKY PEAK CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $664K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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