Unclaimed Profile

Lee Charles Samson

LINDBROOK CAPITAL, LLC·CALABASAS, California

SIE, Series 7, Series 63, Series 65Clean record20 years registeredLINDBROOK CAPITAL, LLC

23975 PARK SORRENTO, CALABASAS, CA 91302CRD# 2173100Firm CRD# 155812

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Charles Samson · CALABASAS, CA

Registration

CRD #2173100 · LINDBROOK CAPITAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Jul 2025 – present

LINDBROOK CAPITAL, LLC

Nov 2021 – Sep 2025

New York, NY

UBS FINANCIAL SERVICES INC.

Feb 2007 – Dec 2021

NEW YORK, NY

FAHNESTOCK ASSET MANAGEMENT

Sep 2005 – Feb 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 23, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LINDBROOK CAPITAL, LLC

CRD 155812 · SEC 801-72193

AUM

$3.2B

Regulatory assets under management

Employees

2,639 client accounts

Services offered by LINDBROOK CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LINDBROOK CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Lee Charles Samson offer?

Lee Charles Samson specializes in Financial Planning, Investment Management. Contact their office in CALABASAS, California for a consultation.

What are Lee Charles Samson's credentials?

Lee Charles Samson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lee Charles Samson located?

Lee Charles Samson is based in CALABASAS, California, working with LINDBROOK CAPITAL, LLC. Their office serves clients in the CALABASAS metropolitan area and surrounding communities.

How does Lee Charles Samson charge for services?

Lee Charles Samson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LINDBROOK CAPITAL, LLC?

LINDBROOK CAPITAL, LLC has approximately 10 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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