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Howard Michael Borris

BORRIS HOWARD M & CO INC·BEVERLY HILLS, California
SIE, Series 7, Series 14, Series 24, Series 51, Series 99TOChFC8 years registeredBORRIS HOWARD M & CO INC
8530 WILSHIRE BLVD STE 200, BEVERLY HILLS, CA 90211-3113CRD# 1523612Firm CRD# 104709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Michael Borris · BEVERLY HILLS, CA
Registration
CRD #1523612 · BORRIS HOWARD M & CO INC · 8 years registered
Brand Profile
Not yet started
01

Career History

BORRIS NII & COMPANY
Dec 2017 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 51
Series 99TO
Registration record
First registered · December 12, 2017
Years registered · 8
Professional designation · ChFC
03

Disclosure History

1994Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HOWARD M. BORRIS & COMPANY, INC.
CRD 104709 · SEC 801-15184
AUM
$44M
Regulatory assets under management
Employees
2
82 client accounts
Services offered by HOWARD M. BORRIS & COMPANY, INC.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HOWARD M. BORRIS & COMPANY, INC. →
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05

Frequently Asked Questions

What services does Howard Michael Borris offer?
Howard Michael Borris specializes in Investment Management. Contact their office in BEVERLY HILLS, California for a consultation.
What are Howard Michael Borris's credentials?
Howard Michael Borris holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Howard Michael Borris located?
Howard Michael Borris is based in BEVERLY HILLS, California, working with BORRIS HOWARD M & CO INC. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.
How does Howard Michael Borris charge for services?
Howard Michael Borris's firm is compensated through percentage of aum, subscription fees, commissions, other: % of professional income for business & family mgmt service. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BORRIS HOWARD M & CO INC?
BORRIS HOWARD M & CO INC has approximately 2 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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