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Howard Michael Borris

BORRIS HOWARD M & CO INC·BEVERLY HILLS, California
BORRIS HOWARD M & CO INC
8530 WILSHIRE BLVD STE 200, BEVERLY HILLS, CA 90211-3113CRD# 1523612Firm CRD# 104709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Michael Borris · BEVERLY HILLS, CA
Registration
CRD #1523612 · BORRIS HOWARD M & CO INC
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Howard Michael Borris is a registered financial advisor based in BEVERLY HILLS, California, affiliated with BORRIS HOWARD M & CO INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
HOWARD M. BORRIS & COMPANY, INC.
BORRIS NII & COMPANY, INC.
AUM
$44M
Regulatory assets under management
Employees
2
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Other: % OF PROFESSIONAL INCOME FOR BUSINESS & FAMILY MGMT SERVICE
Regulatory
SEC/IARD CRD# 1523612
Firm CRD# 104709
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Howard Michael Borris offer?
Howard Michael Borris specializes in Investment Management. Contact their office in BEVERLY HILLS, California for a consultation.
What are Howard Michael Borris's credentials?
Howard Michael Borris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Michael Borris located?
Howard Michael Borris is based in BEVERLY HILLS, California, working with BORRIS HOWARD M & CO INC. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.
How does Howard Michael Borris charge for services?
Howard Michael Borris's firm is compensated through percentage of aum, subscription fees, commissions, other: % of professional income for business & family mgmt service. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BORRIS HOWARD M & CO INC?
BORRIS HOWARD M & CO INC has approximately 2 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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