Unclaimed Profile

Andrew Corey Fass

BEVERLY HILLS WEALTH MANAGEMENT, LLC·BEVERLY HILLS, California

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65Clean record23 years registeredBEVERLY HILLS WEALTH MANAGEMENT, LLC

9454 WILSHIRE BLVD., BEVERLY HILLS, CA 90212CRD# 1623264Firm CRD# 152031

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Corey Fass · BEVERLY HILLS, CA

Registration

CRD #1623264 · BEVERLY HILLS WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Sep 2025 – present

AVANTAX ADVISORY SERVICES

Feb 2022 – Sep 2025

Carmichael, CA

HILLTOP SECURITIES INC.

Dec 2015 – Mar 2022

Roseville, CA

BEVERLY HILLS WEALTH MANAGEMENT, LLC

Aug 2012 – Jan 2016

BEVERLY HILLS, CA

ROBERT W. BAIRD & CO. INCORPORATED

Jul 2008 – Jul 2012

SACRAMENTO, CA

MORGAN STANLEY & CO. INCORPORATED

Oct 2007 – Jun 2008

ROSEVILLE, CA

WACHOVIA SECURITIES, LLC

May 2003 – Oct 2007

FOLSOM, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · May 13, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEVERLY HILLS WEALTH MANAGEMENT, LLC

CRD 152031 · SEC 801-76566

AUM

$142M

Regulatory assets under management

Employees

631 client accounts

Services offered by BEVERLY HILLS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BEVERLY HILLS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Corey Fass offer?

Andrew Corey Fass specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BEVERLY HILLS, California for a consultation.

What are Andrew Corey Fass's credentials?

Andrew Corey Fass is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Corey Fass located?

Andrew Corey Fass is based in BEVERLY HILLS, California, working with BEVERLY HILLS WEALTH MANAGEMENT, LLC. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.

How does Andrew Corey Fass charge for services?

Andrew Corey Fass's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEVERLY HILLS WEALTH MANAGEMENT, LLC?

BEVERLY HILLS WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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