AdvisorOS Directory
Claim Profile
Unclaimed Profile
SL

Shannon Stacy Lemon

ELMWOOD WEALTH MANAGEMENT, INC.·BERKELEY, California
Clean record13 years registeredELMWOOD WEALTH MANAGEMENT, INC.
2027 FOURTH STREET, BERKELEY, CA 94710-1912CRD# 5129936Firm CRD# 165639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shannon Stacy Lemon · BERKELEY, CA
Registration
CRD #5129936 · ELMWOOD WEALTH MANAGEMENT, INC. · 13 years registered
Brand Profile
Not yet started
01

Career History

ELMWOOD WEALTH MANAGEMENT
Nov 2012 – present
02

Registrations & Exams

Registration record
First registered · November 7, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ELMWOOD WEALTH MANAGEMENT, INC.
CRD 165639 · SEC 801-110782
AUM
$277M
Regulatory assets under management
Employees
4
638 client accounts
Services offered by ELMWOOD WEALTH MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ELMWOOD WEALTH MANAGEMENT, INC. →
Introduction

Speak with Shannon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Shannon is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BERKELEY?

Browse all registered financial advisors in BERKELEY, California or claim this profile if it's yours.

Browse BERKELEY AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Shannon Stacy Lemon offer?
Shannon Stacy Lemon specializes in Financial Planning, Investment Management. Contact their office in BERKELEY, California for a consultation.
What are Shannon Stacy Lemon's credentials?
Shannon Stacy Lemon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shannon Stacy Lemon located?
Shannon Stacy Lemon is based in BERKELEY, California, working with ELMWOOD WEALTH MANAGEMENT, INC.. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.
How does Shannon Stacy Lemon charge for services?
Shannon Stacy Lemon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELMWOOD WEALTH MANAGEMENT, INC.?
ELMWOOD WEALTH MANAGEMENT, INC. has approximately 4 employees and manages $277M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ELMWOOD WEALTH MANAGEMENT, INC.

Robert Christopher Gillooly
BERKELEY, CA

More Advisors in BERKELEY, California

Duncan John Meaney
THE SOCIAL EQUITY GROUP, INC.·BERKELEY, CA
Jonathan Manzo-Cardenas
AFFINITY CAPITAL ADVISORS LLC·BERKELEY, CA
Ron Freund
THE SOCIAL EQUITY GROUP, INC.·BERKELEY, CA
Susan Mary Reinhold
NORTH BERKELEY INVESTMENT PARTNERS, LLC·BERKELEY, CA
Alex Gates
CLAYTON PARTNERS LLC·BERKELEY, CA
Brian Thomas Kozel
NORTH BERKELEY WEALTH MANAGEMENT, LLC·BERKELEY, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile