Unclaimed Profile

Rick Prime

PRIME WEALTH MANAGEMENT, INC.·BERKELEY, California

Series 7, Series 66CFPClean record22 years registeredPRIME WEALTH MANAGEMENT, INC.

2936 DOMINGO AVE, BERKELEY, CA 94705CRD# 4728007Firm CRD# 316446

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Prime · BERKELEY, CA

Registration

CRD #4728007 · PRIME WEALTH MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

HFG ADVISORS, INC.

Jan 2022 – present

PRIME WEALTH MANAGEMENT

Sep 2014 – Jan 2022

BERKELEY, CA

CETERA ADVISOR NETWORKS LLC

Jan 2004 – Sep 2014

BERKELEY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 26, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HFG ADVISORS, INC.

CRD 316446 · SEC 801-123046

AUM

$250M

Regulatory assets under management

Employees

306 client accounts

Services offered by HFG ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HFG ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Rick Prime offer?

Rick Prime specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BERKELEY, California for a consultation.

What are Rick Prime's credentials?

Rick Prime holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Rick Prime located?

Rick Prime is based in BERKELEY, California, working with PRIME WEALTH MANAGEMENT, INC.. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.

How does Rick Prime charge for services?

Rick Prime's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIME WEALTH MANAGEMENT, INC.?

PRIME WEALTH MANAGEMENT, INC. has approximately 7 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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