Unclaimed Profile

Rick Prime

PRIME WEALTH MANAGEMENT, INC.·BERKELEY, California

Clean recordPRIME WEALTH MANAGEMENT, INC.

2936 DOMINGO AVE, BERKELEY, CA 94705CRD# 4728007Firm CRD# 316446

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Prime · BERKELEY, CA

Registration

CRD #4728007 · PRIME WEALTH MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Rick Prime is a registered financial advisor based in BERKELEY, California, affiliated with PRIME WEALTH MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

HFG ADVISORS, INC.

AUM

$250M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HFG ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4728007

Firm CRD# 316446

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Rick Prime offer?

Rick Prime specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BERKELEY, California for a consultation.

What are Rick Prime's credentials?

Rick Prime is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Prime located?

Rick Prime is based in BERKELEY, California, working with PRIME WEALTH MANAGEMENT, INC.. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.

How does Rick Prime charge for services?

Rick Prime's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIME WEALTH MANAGEMENT, INC.?

PRIME WEALTH MANAGEMENT, INC. has approximately 7 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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