Unclaimed Profile

James Ronald Sr King

CENTAURUS FINANCIAL, INC.·ANAHEIM, California

SIE, Series 1, Series 7TO, Series 24, Series 27, Series 40, Series 63, Series 99TO14 years registeredCENTAURUS FINANCIAL, INC.

2300 EAST KATELLA AVE, ANAHEIM, CA 92806CRD# 269927Firm CRD# 30833

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Ronald Sr King · ANAHEIM, CA

Registration

CRD #269927 · CENTAURUS FINANCIAL, INC. · 14 years registered

Brand Profile

Not yet started

Career History

CENTAURUS FINANCIAL, INC.

Feb 2012 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 27

Series 40

Series 63

Series 99TO

Registration record

First registered · February 1, 2012

Years registered · 14

Disclosure History

2011Customer Dispute·Settled

2004Customer Dispute·Closed-No Action

2004Customer Dispute·Settled

1996Customer Dispute·Settled

1995Customer Dispute·Settled

1986Customer Dispute·Settled

8 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CENTAURUS FINANCIAL, INC.

CRD 30833 · SEC 801-56882

AUM

$6.3B

Regulatory assets under management

Employees

580

34,053 client accounts

Services offered by CENTAURUS FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CENTAURUS FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does James Ronald Sr King offer?

James Ronald Sr King specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ANAHEIM, California for a consultation.

What are James Ronald Sr King's credentials?

James Ronald Sr King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Ronald Sr King located?

James Ronald Sr King is based in ANAHEIM, California, working with CENTAURUS FINANCIAL, INC.. Their office serves clients in the ANAHEIM metropolitan area and surrounding communities.

How does James Ronald Sr King charge for services?

James Ronald Sr King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CENTAURUS FINANCIAL, INC.?

CENTAURUS FINANCIAL, INC. has approximately 580 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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