Unclaimed Profile

Eric John Smith

ZINVEST FINANCIAL SERVICE LLC·ANAHEIM, California

SIE, Series 4, Series 7, Series 9, Series 10, Series 12, Series 14, Series 24, Series 52TO, Series 53, Series 57TO, Series 63, Series 65, Series 79TO, Series 99TOClean record24 years registeredZINVEST FINANCIAL SERVICE LLC

2400 EAST KATELLA AVE., ANAHEIM, CA 92806CRD# 1220164Firm CRD# 297563

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric John Smith · ANAHEIM, CA

Registration

CRD #1220164 · ZINVEST FINANCIAL SERVICE LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ZINVEST FINANCIAL SERVICE LLC

ZINVEST FINANCIAL SERVICE LLC

Feb 2022 – Dec 2023

MIAMI, FL

WEDBUSH SECURITIES INC.

Jun 2017 – Feb 2021

LOS ANGELES, CA

PROTECTED INVESTORS OF AMERICA

Jan 2012 – Jan 2015

SAN FRANCISCO, CA

DEUTSCHE BANK SECURITIES INC.

Dec 2010 – Dec 2012

LOS ANGELES, CA

STONNINGTON GROUP, LLC

Oct 2009 – Nov 2010

LOS ANGELES, CA

VT BROKERS, LLC

May 2008 – Oct 2009

SAN FRANCISCO, CA

S & Y ASSET MANAGEMENT LLC

Mar 2005 – Nov 2005

SAN FRANCISCO, CA

STONE & YOUNGBERG LLC

Jan 2005 – Nov 2005

SAN FRANCISCO, CA

RBC DAIN RAUSCHER INC.

Jul 2002 – Jan 2005

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 12

Series 14

Series 24

Series 52TO

Series 53

Series 57TO

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · July 2, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ZINVEST FINANCIAL SERVICE LLC

CRD 297563 · SEC 801-117145

AUM

$24M

Regulatory assets under management

Employees

924 client accounts

Services offered by ZINVEST FINANCIAL SERVICE LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ZINVEST FINANCIAL SERVICE LLC →

Introduction

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Frequently Asked Questions

What services does Eric John Smith offer?

Eric John Smith specializes in Investment Management.

What are Eric John Smith's credentials?

Eric John Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric John Smith located?

Eric John Smith is based in ANAHEIM, California, last registered with ZINVEST FINANCIAL SERVICE LLC.

How does Eric John Smith charge for services?

Eric John Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ZINVEST FINANCIAL SERVICE LLC?

ZINVEST FINANCIAL SERVICE LLC has approximately 3 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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