Unclaimed Profile

Ye Chen

ZINVEST FINANCIAL SERVICE LLC·ANAHEIM, California

SIE, Series 7, Series 66Clean record7 years registeredZINVEST FINANCIAL SERVICE LLC

2400 EAST KATELLA AVE., ANAHEIM, CA 92806CRD# 5944979Firm CRD# 297563

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ye Chen · ANAHEIM, CA

Registration

CRD #5944979 · ZINVEST FINANCIAL SERVICE LLC · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ZINVEST FINANCIAL SERVICE LLC

ZINVEST FINANCIAL SERVICE LLC

Jul 2020 – Dec 2021

ANAHEIM, CA

ROYAL ALLIANCE ASSOCIATES, INC.

Dec 2018 – May 2020

LOS ANGELES, CA

SEIA

Dec 2018 – May 2020

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 6, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ZINVEST FINANCIAL SERVICE LLC

CRD 297563 · SEC 801-117145

AUM

$24M

Regulatory assets under management

Employees

924 client accounts

Services offered by ZINVEST FINANCIAL SERVICE LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ZINVEST FINANCIAL SERVICE LLC →

Introduction

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Frequently Asked Questions

What services does Ye Chen offer?

Ye Chen specializes in Investment Management.

What are Ye Chen's credentials?

Ye Chen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ye Chen located?

Ye Chen is based in ANAHEIM, California, last registered with ZINVEST FINANCIAL SERVICE LLC.

How does Ye Chen charge for services?

Ye Chen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ZINVEST FINANCIAL SERVICE LLC?

ZINVEST FINANCIAL SERVICE LLC has approximately 3 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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