Unclaimed Profile

Thomas Dixon Sanders

FIRST FINANCIAL SERVICES, LLC·LITTLE ROCK, Arkansas

SIE, Series 7, Series 24, Series 63, Series 6525 years registeredFIRST FINANCIAL SERVICES, LLC

1509 MART DRIVE, LITTLE ROCK, AR 72202CRD# 1280319Firm CRD# 329276

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Dixon Sanders · LITTLE ROCK, AR

Registration

CRD #1280319 · FIRST FINANCIAL SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

FIRST FINANCIAL SERVICES, LLC

Apr 2024 – present

FIRST FINANCIAL SERVICES, LLC

Mar 2024 – Mar 2024

LITTLE ROCK, AR

SOWELL MANAGEMENT

Nov 2018 – Mar 2024

Little Rock, AR

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 2011 – Nov 2018

LITTLE ROCK, AR

CENTAURUS FINANCIAL, INC.

Oct 2002 – Dec 2011

LITTLE ROCK, AR

CAMBRIDGE INVESTMENT RESERARCH, INC.

Jan 2001 – Oct 2002

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 4, 2001

Years registered · 25

Disclosure History

2013Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST FINANCIAL SERVICES, LLC

CRD 329276 · SEC 801-129538

AUM

$104M

Regulatory assets under management

Employees

255 client accounts

Services offered by FIRST FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST FINANCIAL SERVICES, LLC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LITTLE ROCK?

Browse all registered financial advisors in LITTLE ROCK, Arkansas or claim this profile if it's yours.

Browse LITTLE ROCK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Dixon Sanders offer?

Thomas Dixon Sanders specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Thomas Dixon Sanders's credentials?

Thomas Dixon Sanders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Dixon Sanders located?

Thomas Dixon Sanders is based in LITTLE ROCK, Arkansas, working with FIRST FINANCIAL SERVICES, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Thomas Dixon Sanders charge for services?

Thomas Dixon Sanders's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FINANCIAL SERVICES, LLC?

FIRST FINANCIAL SERVICES, LLC has approximately 6 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →