Unclaimed Profile

Thomas Nelson Mccain

MILLENNIUM CAPITAL ADVISORS, LLC·LITTLE ROCK, Arkansas

Series 7, Series 24, Series 63, Series 6517 years registeredMILLENNIUM CAPITAL ADVISORS, LLC

425 W. CAPITOL AVE., LITTLE ROCK, AR 72201-3595CRD# 1130813Firm CRD# 108641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Nelson Mccain · LITTLE ROCK, AR

Registration

CRD #1130813 · MILLENNIUM CAPITAL ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

ROUND TABLE FINANCIAL

Nov 2020 – present

MILLENNIUM CAPITAL ADVISORS, LLC

Dec 2014 – Nov 2020

LITTLE ROCK, AR

SIMMONS FIRST CAPITAL MANAGEMENT, INC.

Oct 2008 – Dec 2014

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 29, 2008

Years registered · 17

Disclosure History

1989Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MILLENNIUM CAPITAL ADVISORS, LLC

CRD 108641 · SEC 801-110166

AUM

$181M

Regulatory assets under management

Employees

383 client accounts

Services offered by MILLENNIUM CAPITAL ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MILLENNIUM CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Nelson Mccain offer?

Thomas Nelson Mccain specializes in Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Thomas Nelson Mccain's credentials?

Thomas Nelson Mccain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Nelson Mccain located?

Thomas Nelson Mccain is based in LITTLE ROCK, Arkansas, working with MILLENNIUM CAPITAL ADVISORS, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Thomas Nelson Mccain charge for services?

Thomas Nelson Mccain's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILLENNIUM CAPITAL ADVISORS, LLC?

MILLENNIUM CAPITAL ADVISORS, LLC has approximately 3 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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