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Rush Flowers Harding

SMITH CAPITAL MANAGEMENT INC·LITTLE ROCK, Arkansas
SIE, Series 3, Series 7, Series 7TO, Series 24, Series 52TO, Series 53, Series 63, Series 79TOClean recordSMITH CAPITAL MANAGEMENT INC
100 MORGAN KEEGAN DRIVE, SUITE 410, LITTLE ROCK, AR 72202CRD# 501131Firm CRD# 104924

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rush Flowers Harding · LITTLE ROCK, AR
Registration
CRD #501131 · SMITH CAPITAL MANAGEMENT INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 7TO
Series 24
Series 52TO
Series 53
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SMITH CAPITAL MANAGEMENT INC
CRD 104924 · SEC 801-21681
AUM
$504M
Regulatory assets under management
Employees
6
877 client accounts
Services offered by SMITH CAPITAL MANAGEMENT INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Rush Flowers Harding offer?
Rush Flowers Harding specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Rush Flowers Harding's credentials?
Rush Flowers Harding is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rush Flowers Harding located?
Rush Flowers Harding is based in LITTLE ROCK, Arkansas, working with SMITH CAPITAL MANAGEMENT INC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Rush Flowers Harding charge for services?
Rush Flowers Harding's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH CAPITAL MANAGEMENT INC?
SMITH CAPITAL MANAGEMENT INC has approximately 6 employees and manages $504M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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