Unclaimed Profile

Linda Carol Mobley

SMITH CAPITAL MANAGEMENT INC·LITTLE ROCK, Arkansas

Series 5, Series 7, Series 63, Series 65Clean record22 years registeredSMITH CAPITAL MANAGEMENT INC

100 RIVER BLUFF DRIVE, SUITE 410, LITTLE ROCK, AR 72202CRD# 862934Firm CRD# 104924

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Linda Carol Mobley · LITTLE ROCK, AR

Registration

CRD #862934 · SMITH CAPITAL MANAGEMENT INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SMITH CAPITAL MANAGEMENT INC

MAI CAPITAL MANAGEMENT, LLC

Jan 2021 – Oct 2024

Little Rock, AR

SMITH CAPITAL MANAGEMENT INC

Dec 2003 – Dec 2020

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · December 16, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH CAPITAL MANAGEMENT INC

CRD 104924 · SEC 801-21681

AUM

$504M

Regulatory assets under management

Employees

877 client accounts

Services offered by SMITH CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SMITH CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Linda Carol Mobley offer?

Linda Carol Mobley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Linda Carol Mobley's credentials?

Linda Carol Mobley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Linda Carol Mobley located?

Linda Carol Mobley is based in LITTLE ROCK, Arkansas, last registered with SMITH CAPITAL MANAGEMENT INC.

How does Linda Carol Mobley charge for services?

Linda Carol Mobley's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH CAPITAL MANAGEMENT INC?

SMITH CAPITAL MANAGEMENT INC has approximately 6 employees and manages $504M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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