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Philip Andrew Tappan

SIMMONS FIRST INVESTMENT GROUP, INC.·LITTLE ROCK, Arkansas
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11700 CANTRELL ROAD, LITTLE ROCK, AR 72223CRD# 1197696Firm CRD# 47439
01

About

Philip Andrew Tappan is a registered financial advisor based in LITTLE ROCK, Arkansas, affiliated with SIMMONS FIRST INVESTMENT GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SIMMONS FIRST INVESTMENT GROUP, INC.
SIMMONS FIRST INVESTMENT GROUP, INC.
AUM
$205M
Regulatory assets under management
Employees
26
Total firm employees
View all advisors at SIMMONS FIRST INVESTMENT GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Other: FEE BASED FINANCIAL PLANNING & CONSULTING
Regulatory
SEC/IARD CRD# 1197696
Firm CRD# 47439
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Philip Andrew Tappan offer?
Philip Andrew Tappan specializes in Financial Planning, Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Philip Andrew Tappan's credentials?
Philip Andrew Tappan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip Andrew Tappan located?
Philip Andrew Tappan is based in LITTLE ROCK, Arkansas, working with SIMMONS FIRST INVESTMENT GROUP, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Philip Andrew Tappan charge for services?
Philip Andrew Tappan's firm is compensated through percentage of aum, hourly charges, other: fee based financial planning & consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIMMONS FIRST INVESTMENT GROUP, INC.?
SIMMONS FIRST INVESTMENT GROUP, INC. has approximately 26 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LITTLE ROCK
James Nicholas Merriweather — IPSEN ADVISOR GROUP LLCHarold Franklin Grubbs — FINANCIAL MANAGEMENT, INC.James David Alger — SIMMONS FIRST INVESTMENT GROUP, INC.Mary Elizabeth Mccraw — THE ARKANSAS FINANCIAL GROUP, INC.Lunsford Williamson Bridges — METROPOLITAN CAPITAL MANAGEMENT, INC.
Nearby cities in Arkansas
ROGERS (43)FAYETTEVILLE (35)NORTH LITTLE ROCK (24)BENTONVILLE (13)LOWELL (10)
City Guides
ROGERS GuideFAYETTEVILLE GuideNORTH LITTLE ROCK GuideBENTONVILLE GuideLOWELL Guide
Research
Advisor Fees in ArkansasNational Fee Analysis
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