Unclaimed Profile

Norman Joseph Strickland

LEGACY CAPITAL WEALTH PARTNERS, LLC·LITTLE ROCK, Arkansas

Series 7, Series 65, Series 66Clean record23 years registeredLEGACY CAPITAL WEALTH PARTNERS, LLC

8315 CANTRELL ROAD, LITTLE ROCK, AR 72227CRD# 4024448Firm CRD# 291960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norman Joseph Strickland · LITTLE ROCK, AR

Registration

CRD #4024448 · LEGACY CAPITAL WEALTH PARTNERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

LEGACY CAPITAL WEALTH PARTNERS, LLC

Jan 2021 – present

TRENT CAPITAL MANAGEMENT, INC.

Apr 2011 – Mar 2021

LITTLE ROCK, AR

AXA ADVISORS, LLC

Nov 2002 – Jan 2003

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · November 27, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD 291960 · SEC 801-112442

AUM

$1.1B

Regulatory assets under management

Employees

2,360 client accounts

Services offered by LEGACY CAPITAL WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY CAPITAL WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Norman Joseph Strickland offer?

Norman Joseph Strickland specializes in Financial Planning, Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Norman Joseph Strickland's credentials?

Norman Joseph Strickland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Norman Joseph Strickland located?

Norman Joseph Strickland is based in LITTLE ROCK, Arkansas, working with LEGACY CAPITAL WEALTH PARTNERS, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Norman Joseph Strickland charge for services?

Norman Joseph Strickland's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY CAPITAL WEALTH PARTNERS, LLC?

LEGACY CAPITAL WEALTH PARTNERS, LLC has approximately 24 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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