Unclaimed Profile

John Ralph Broadwater

THE ARKANSAS FINANCIAL GROUP, INC.·LITTLE ROCK, Arkansas

Series 7, Series 24, Series 66Clean record27 years registeredTHE ARKANSAS FINANCIAL GROUP, INC.

1001 N. UNIVERSITY AVE., LITTLE ROCK, AR 72207-6366CRD# 2962501Firm CRD# 104808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Ralph Broadwater · LITTLE ROCK, AR

Registration

CRD #2962501 · THE ARKANSAS FINANCIAL GROUP, INC. · 27 years registered

Brand Profile

Not yet started

Career History

THE ARKANSAS FINANCIAL GROUP, INC.

Jan 2009 – present

PHYSICIAN ADVISORY RESOURCES,LLC

Feb 2004 – Dec 2008

LITTLE ROCK, AR

FIRST BUSEY SECURITIES, INC.

Nov 1998 – Sep 2007

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 66

Registration record

First registered · November 10, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE ARKANSAS FINANCIAL GROUP, INC.

CRD 104808 · SEC 801-23922

AUM

$755M

Regulatory assets under management

Employees

1,595 client accounts

Services offered by THE ARKANSAS FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE ARKANSAS FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does John Ralph Broadwater offer?

John Ralph Broadwater specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are John Ralph Broadwater's credentials?

John Ralph Broadwater is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Ralph Broadwater located?

John Ralph Broadwater is based in LITTLE ROCK, Arkansas, working with THE ARKANSAS FINANCIAL GROUP, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does John Ralph Broadwater charge for services?

John Ralph Broadwater's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE ARKANSAS FINANCIAL GROUP, INC.?

THE ARKANSAS FINANCIAL GROUP, INC. has approximately 10 employees and manages $755M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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