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Gregory Philip Hartz

FOUNDATION RESOURCE MANAGEMENT, INC.·LITTLE ROCK, Arkansas
Series 7, Series 63Clean record34 years registeredFOUNDATION RESOURCE MANAGEMENT, INC.
401 W. CAPITOL, SUITE 503, LITTLE ROCK, AR 72201CRD# 1560014Firm CRD# 116359

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Philip Hartz · LITTLE ROCK, AR
Registration
CRD #1560014 · FOUNDATION RESOURCE MANAGEMENT, INC. · 34 years registered
Brand Profile
Not yet started
01

Career History

FOUNDATION RESOURCE MANAGEMENT, INC.
May 1992 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · May 8, 1992
Years registered · 34
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FOUNDATION RESOURCE MANAGEMENT, INC.
CRD 116359 · SEC 801-60714
AUM
$918M
Regulatory assets under management
Employees
10
604 client accounts
Services offered by FOUNDATION RESOURCE MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at FOUNDATION RESOURCE MANAGEMENT, INC. →
Introduction

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Frequently Asked Questions

What services does Gregory Philip Hartz offer?
Gregory Philip Hartz specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Gregory Philip Hartz's credentials?
Gregory Philip Hartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Philip Hartz located?
Gregory Philip Hartz is based in LITTLE ROCK, Arkansas, working with FOUNDATION RESOURCE MANAGEMENT, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Gregory Philip Hartz charge for services?
Gregory Philip Hartz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOUNDATION RESOURCE MANAGEMENT, INC.?
FOUNDATION RESOURCE MANAGEMENT, INC. has approximately 10 employees and manages $918M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FOUNDATION RESOURCE MANAGEMENT, INC.

Mark Wood Millsap
LITTLE ROCK, AR

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