Unclaimed Profile

Bradley W. Raines

APPLIED CAPITAL LLC·LITTLE ROCK, Arkansas

Series 7, Series 66Clean record19 years registeredAPPLIED CAPITAL LLC

415 N. MCKINLEY STREET, LITTLE ROCK, AR 72205CRD# 5302797Firm CRD# 166175

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bradley W. Raines · LITTLE ROCK, AR

Registration

CRD #5302797 · APPLIED CAPITAL LLC · 19 years registered

Brand Profile

Not yet started

Career History

APPLIED CAPITAL LLC

Jan 2013 – present

BRS FINANCIAL LLC

Aug 2011 – Dec 2012

LITTLE ROCK, AR

ING FINANCIAL PARTNERS, INC

Jun 2010 – Aug 2011

LITTLE ROCK, AR

ROYAL ADVISORS, LLC

Jan 2010 – Jun 2010

GRANDVILLE, MI

EDWARD JONES

Jun 2007 – Jan 2010

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 19, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APPLIED CAPITAL LLC

CRD 166175 · SEC 801-115146

AUM

$287M

Regulatory assets under management

Employees

2,255 client accounts

Services offered by APPLIED CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APPLIED CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Bradley W. Raines offer?

Bradley W. Raines specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Bradley W. Raines's credentials?

Bradley W. Raines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bradley W. Raines located?

Bradley W. Raines is based in LITTLE ROCK, Arkansas, working with APPLIED CAPITAL LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Bradley W. Raines charge for services?

Bradley W. Raines's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APPLIED CAPITAL LLC?

APPLIED CAPITAL LLC has approximately 10 employees and manages $287M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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