Unclaimed Profile

Chidozie Kermichael Ugwumba

SYMBIOSIS CAPITAL PARTNERS, LLC·BENTONVILLE, Arkansas

SIE, Series 3, Series 7, Series 55, Series 66CFAClean record20 years registeredSYMBIOSIS CAPITAL PARTNERS, LLC

609 SW 8TH STREET, BENTONVILLE, AR 72712CRD# 5124334Firm CRD# 316599

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chidozie Kermichael Ugwumba · BENTONVILLE, AR

Registration

CRD #5124334 · SYMBIOSIS CAPITAL PARTNERS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYMBIOSIS CAPITAL PARTNERS, LLC

NEUBERGER BERMAN LLC

Jul 2006 – Apr 2010

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 55

Series 66

Registration record

First registered · July 11, 2006

Years registered · 20

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYMBIOSIS CAPITAL PARTNERS, LLC

CRD 316599 · SEC 801-130729

AUM

$279M

Regulatory assets under management

Employees

2 client accounts

Services offered by SYMBIOSIS CAPITAL PARTNERS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SYMBIOSIS CAPITAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Chidozie Kermichael Ugwumba offer?

Chidozie Kermichael Ugwumba specializes in Retirement Planning.

What are Chidozie Kermichael Ugwumba's credentials?

Chidozie Kermichael Ugwumba holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Chidozie Kermichael Ugwumba located?

Chidozie Kermichael Ugwumba is based in BENTONVILLE, Arkansas, last registered with SYMBIOSIS CAPITAL PARTNERS, LLC.

How does Chidozie Kermichael Ugwumba charge for services?

Chidozie Kermichael Ugwumba's firm is compensated through performance-based fees, other: pro rata expense reimbursement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYMBIOSIS CAPITAL PARTNERS, LLC?

SYMBIOSIS CAPITAL PARTNERS, LLC has approximately 10 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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