Unclaimed Profile

Carolyn Anne Keating

36 NORTH CAPITAL MANAGEMENT, LLC·BENTONVILLE, Arkansas

Clean record36 NORTH CAPITAL MANAGEMENT, LLC

901 SE VILLAGE LOOP, BENTONVILLE, AR 72712CRD# 2606209Firm CRD# 317557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carolyn Anne Keating · BENTONVILLE, AR

Registration

CRD #2606209 · 36 NORTH CAPITAL MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Carolyn Anne Keating is a registered financial advisor based in BENTONVILLE, Arkansas, affiliated with 36 NORTH CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

Speak with Carolyn

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carolyn is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

36 NORTH CAPITAL MANAGEMENT, LLC

AUM

$1.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at 36 NORTH CAPITAL MANAGEMENT, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 2606209

Firm CRD# 317557

View on FINRA BrokerCheck →

Looking for a financial advisor in BENTONVILLE?

Browse all registered financial advisors in BENTONVILLE, Arkansas or claim this profile if it's yours.

Browse BENTONVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carolyn Anne Keating offer?

Carolyn Anne Keating specializes in Investment Management, Wealth Management. Contact their office in BENTONVILLE, Arkansas for a consultation.

What are Carolyn Anne Keating's credentials?

Carolyn Anne Keating is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carolyn Anne Keating located?

Carolyn Anne Keating is based in BENTONVILLE, Arkansas, working with 36 NORTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the BENTONVILLE metropolitan area and surrounding communities.

How does Carolyn Anne Keating charge for services?

Carolyn Anne Keating's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 36 NORTH CAPITAL MANAGEMENT, LLC?

36 NORTH CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →