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Carolyn Anne Keating

36 NORTH CAPITAL MANAGEMENT, LLC·BENTONVILLE, Arkansas
Series 3, Series 7, Series 63, Series 65Clean record4 years registered36 NORTH CAPITAL MANAGEMENT, LLC
901 SE VILLAGE LOOP, BENTONVILLE, AR 72712CRD# 2606209Firm CRD# 317557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carolyn Anne Keating · BENTONVILLE, AR
Registration
CRD #2606209 · 36 NORTH CAPITAL MANAGEMENT, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

36 NORTH CAPITAL MANAGEMENT, LLC
May 2022 – present
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · May 24, 2022
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
36 NORTH CAPITAL MANAGEMENT, LLC
CRD 317557 · SEC 801-122931
AUM
$1.8B
Regulatory assets under management
Employees
3
3 client accounts
Services offered by 36 NORTH CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at 36 NORTH CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Carolyn Anne Keating offer?
Carolyn Anne Keating specializes in Investment Management, Wealth Management. Contact their office in BENTONVILLE, Arkansas for a consultation.
What are Carolyn Anne Keating's credentials?
Carolyn Anne Keating is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carolyn Anne Keating located?
Carolyn Anne Keating is based in BENTONVILLE, Arkansas, working with 36 NORTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the BENTONVILLE metropolitan area and surrounding communities.
How does Carolyn Anne Keating charge for services?
Carolyn Anne Keating's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is 36 NORTH CAPITAL MANAGEMENT, LLC?
36 NORTH CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at 36 NORTH CAPITAL MANAGEMENT, LLC

Mark Andrew Fowler
BENTONVILLE, AR

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Research
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