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Frank Bertram Griffith

FINANCIAL DIRECTIONS LLC·TUCSON, Arizona
Unclaimed Profile
1228 EAST PRINCE ROAD, TUCSON, AZ 85719CRD# 1084635Firm CRD# 108475
01

About

Frank Bertram Griffith is a registered financial advisor based in TUCSON, Arizona, affiliated with FINANCIAL DIRECTIONS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
FINANCIAL DIRECTIONS LLC
FINANCIAL DIRECTIONS LLC
AUM
$561M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at FINANCIAL DIRECTIONS LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1084635
Firm CRD# 108475
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Frank Bertram Griffith offer?
Frank Bertram Griffith specializes in Investment Management. Contact their office in TUCSON, Arizona for a consultation.
What are Frank Bertram Griffith's credentials?
Frank Bertram Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frank Bertram Griffith located?
Frank Bertram Griffith is based in TUCSON, Arizona, working with FINANCIAL DIRECTIONS LLC. Their office serves clients in the TUCSON metropolitan area and surrounding communities.
How does Frank Bertram Griffith charge for services?
Frank Bertram Griffith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL DIRECTIONS LLC?
FINANCIAL DIRECTIONS LLC has approximately 3 employees and manages $561M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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