Unclaimed Profile

David Wayne Shepherd

SHEPHERD WEALTH & RETIREMENT LLC·TUCSON, Arizona

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFPClean record19 years registeredSHEPHERD WEALTH & RETIREMENT LLC

6300 E. EL DORADO PLAZA, TUCSON, AZ 85715CRD# 4336383Firm CRD# 305645

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Wayne Shepherd · TUCSON, AZ

Registration

CRD #4336383 · SHEPHERD WEALTH & RETIREMENT LLC · 19 years registered

Brand Profile

Not yet started

Career History

SHEPHERD WEALTH & RETIREMENT LLC

Sep 2019 – present

LPL FINANCIAL LLC

Jan 2019 – Sep 2019

TUCSON, AZ

LPL FINANCIAL LLC

Apr 2009 – Dec 2011

TUCSON, AZ

SHEPHERD WEALTH & RETIREMENT

Jul 2007 – Mar 2020

TUCSON, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 12, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHEPHERD WEALTH & RETIREMENT LLC

CRD 305645 · SEC 801-117418

AUM

$71M

Regulatory assets under management

Employees

318 client accounts

Services offered by SHEPHERD WEALTH & RETIREMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHEPHERD WEALTH & RETIREMENT LLC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TUCSON?

Browse all registered financial advisors in TUCSON, Arizona or claim this profile if it's yours.

Browse TUCSON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Wayne Shepherd offer?

David Wayne Shepherd specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TUCSON, Arizona for a consultation.

What are David Wayne Shepherd's credentials?

David Wayne Shepherd holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Wayne Shepherd located?

David Wayne Shepherd is based in TUCSON, Arizona, working with SHEPHERD WEALTH & RETIREMENT LLC. Their office serves clients in the TUCSON metropolitan area and surrounding communities.

How does David Wayne Shepherd charge for services?

David Wayne Shepherd's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHEPHERD WEALTH & RETIREMENT LLC?

SHEPHERD WEALTH & RETIREMENT LLC has approximately 3 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →