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Kent Garry Forsey

HILLSPRING FINANCIAL, INC.·SURPRISE, Arizona
Series 7, Series 63, Series 65Clean record25 years registeredHILLSPRING FINANCIAL, INC.
12213 W. BELL ROAD, SURPRISE, AZ 85378CRD# 1514412Firm CRD# 113938

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kent Garry Forsey · SURPRISE, AZ
Registration
CRD #1514412 · HILLSPRING FINANCIAL, INC. · 25 years registered
Brand Profile
Not yet started
01

Career History

HILLSPRING FINANCIAL, INC.
Oct 2010 – present
MORGAN STANLEY SMITH BARNEY LLC
Jun 2009 – Sep 2010
SURPRISE, AZ
MORGAN STANLEY & CO. INCORPORATED
Apr 2007 – Jun 2009
SURPRISE, AZ
MORGAN STANLEY
Apr 2005 – Apr 2007
SURPRISE, AZ
WACHOVIA SECURITIES, LLC
Jul 2003 – Apr 2005
SURPRISE, AZ
PRUDENTIAL SECURITIES INCORPORATED
Feb 2001 – Jul 2003
SUN CITY, AZ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · February 23, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HILLSPRING FINANCIAL, INC.
CRD 113938 · SEC 801-130993
AUM
$169M
Regulatory assets under management
Employees
4
596 client accounts
Services offered by HILLSPRING FINANCIAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HILLSPRING FINANCIAL, INC. →
Introduction

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05

Frequently Asked Questions

What services does Kent Garry Forsey offer?
Kent Garry Forsey specializes in Financial Planning, Investment Management. Contact their office in SURPRISE, Arizona for a consultation.
What are Kent Garry Forsey's credentials?
Kent Garry Forsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kent Garry Forsey located?
Kent Garry Forsey is based in SURPRISE, Arizona, working with HILLSPRING FINANCIAL, INC.. Their office serves clients in the SURPRISE metropolitan area and surrounding communities.
How does Kent Garry Forsey charge for services?
Kent Garry Forsey's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HILLSPRING FINANCIAL, INC.?
HILLSPRING FINANCIAL, INC. has approximately 4 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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