Unclaimed Profile

Adam Charles Carlini

DYNAMIC WEALTH ADVISORS·SURPRISE, Arizona

SIE, Series 7, Series 24, Series 63, Series 6624 years registeredDYNAMIC WEALTH ADVISORS

14749 W. MOUNTAIN VIEW BLVD., SURPRISE, AZ 85374CRD# 1857827Firm CRD# 169792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Charles Carlini · SURPRISE, AZ

Registration

CRD #1857827 · DYNAMIC WEALTH ADVISORS · 24 years registered

Brand Profile

Not yet started

Career History

DYNAMIC WEALTH ADVISORS

Jan 2014 – present

KMS FINANCIAL SERVICES, INC

Dec 2011 – Dec 2013

SURPRISE, AZ

WEALTH MANAGEMENT INTERNATIONAL, LTD.

Jun 2010 – Dec 2011

PEORIA, AZ

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jun 2008 – Apr 2010

PEORIA, AZ

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2006 – Oct 2006

PEORIA, AZ

THE PLANNERS NETWORK, INC.

Sep 2004 – Sep 2010

PEORIA, AZ

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Oct 2001 – Nov 2004

PEORIA, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 24, 2001

Years registered · 24

Disclosure History

2016Customer Dispute·Settled

1999Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DYNAMIC WEALTH ADVISORS

CRD 169792 · SEC 801-126979

AUM

$126M

Regulatory assets under management

Employees

685 client accounts

Services offered by DYNAMIC WEALTH ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DYNAMIC WEALTH ADVISORS →

Introduction

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Frequently Asked Questions

What services does Adam Charles Carlini offer?

Adam Charles Carlini specializes in Financial Planning, Investment Management. Contact their office in SURPRISE, Arizona for a consultation.

What are Adam Charles Carlini's credentials?

Adam Charles Carlini is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Charles Carlini located?

Adam Charles Carlini is based in SURPRISE, Arizona, working with DYNAMIC WEALTH ADVISORS. Their office serves clients in the SURPRISE metropolitan area and surrounding communities.

How does Adam Charles Carlini charge for services?

Adam Charles Carlini's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DYNAMIC WEALTH ADVISORS?

DYNAMIC WEALTH ADVISORS has approximately 3 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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