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Stewart A Willis

ASSET PRESERVATION TAX & RETIREMENT, L.L.C.·SURPRISE, Arizona
Series 65Clean record8 years registeredASSET PRESERVATION TAX & RETIREMENT, L.L.C.
11323 W. BELL RD, SURPRISE, AZ 85378CRD# 6882057Firm CRD# 322078

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stewart A Willis · SURPRISE, AZ
Registration
CRD #6882057 · ASSET PRESERVATION TAX & RETIREMENT, L.L.C. · 8 years registered
Brand Profile
Not yet started
01

Career History

FOUNDATIONS INVESTMENT ADVISORS LLC
Mar 2018 – present
ASSET PRESERVATION WEALTH & TAX
Aug 2022 – Aug 2022
SURPRISE, AZ
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 30, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASSET PRESERVATION TAX & RETIREMENT, L.L.C.
CRD 322078 · SEC 801-126294
AUM
—
Regulatory assets under management
Employees
13
Total firm employees
Services offered by ASSET PRESERVATION TAX & RETIREMENT, L.L.C.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ASSET PRESERVATION TAX & RETIREMENT, L.L.C. →
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05

Frequently Asked Questions

What services does Stewart A Willis offer?
Stewart A Willis specializes in Financial Planning, Investment Management. Contact their office in SURPRISE, Arizona for a consultation.
What are Stewart A Willis's credentials?
Stewart A Willis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stewart A Willis located?
Stewart A Willis is based in SURPRISE, Arizona, working with ASSET PRESERVATION TAX & RETIREMENT, L.L.C.. Their office serves clients in the SURPRISE metropolitan area and surrounding communities.
How does Stewart A Willis charge for services?
Stewart A Willis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET PRESERVATION TAX & RETIREMENT, L.L.C.?
ASSET PRESERVATION TAX & RETIREMENT, L.L.C. has approximately 13 employees. The firm is registered with the SEC as an investment adviser.
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