Unclaimed Profile

Randy Wayne Sitzman

FIRST FINANCIAL EQUITY CORPORATION·SCOTTSDALE, Arizona

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TOClean record24 years registeredFIRST FINANCIAL EQUITY CORPORATION

7047 E GREENWAY PARKWAY, SCOTTSDALE, AZ 85254CRD# 1705671Firm CRD# 16507

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randy Wayne Sitzman · SCOTTSDALE, AZ

Registration

CRD #1705671 · FIRST FINANCIAL EQUITY CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA WEALTH SERVICES, LLC

Apr 2022 – present

CETERA ADVISOR NETWORKS LLC

Apr 2022 – Jun 2023

SCOTTSDALE, AZ

FIRST FINANCIAL EQUITY CORPORATION

Sep 2008 – Sep 2022

SCOTTSDALE, AZ

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Sep 2008

BILLINGS, MT

MORGAN STANLEY

Apr 2002 – Apr 2007

BILLINGS, MT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · April 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST FINANCIAL EQUITY CORPORATION

CRD 16507 · SEC 801-63970

AUM

$2.4B

Regulatory assets under management

Employees

174

5,755 client accounts

Services offered by FIRST FINANCIAL EQUITY CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST FINANCIAL EQUITY CORPORATION →

Introduction

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Frequently Asked Questions

What services does Randy Wayne Sitzman offer?

Randy Wayne Sitzman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Randy Wayne Sitzman's credentials?

Randy Wayne Sitzman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randy Wayne Sitzman located?

Randy Wayne Sitzman is based in SCOTTSDALE, Arizona, working with FIRST FINANCIAL EQUITY CORPORATION. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Randy Wayne Sitzman charge for services?

Randy Wayne Sitzman's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FINANCIAL EQUITY CORPORATION?

FIRST FINANCIAL EQUITY CORPORATION has approximately 174 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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