Unclaimed Profile

Jeffrey Scott Graves

FIRST FINANCIAL EQUITY CORPORATION·SCOTTSDALE, Arizona

SIE, Series 3, Series 6, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TO29 years registeredFIRST FINANCIAL EQUITY CORPORATION

7047 E GREENWAY PARKWAY, SCOTTSDALE, AZ 85254CRD# 1398578Firm CRD# 16507

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Scott Graves · SCOTTSDALE, AZ

Registration

CRD #1398578 · FIRST FINANCIAL EQUITY CORPORATION · 29 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA WEALTH SERVICES, LLC

Apr 2022 – present

CETERA ADVISOR NETWORKS LLC

Apr 2022 – Jun 2023

ADDISON, TX

FIRST FINANCIAL EQUITY CORPORATION

Apr 2007 – Sep 2022

Addison, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Dec 2002 – Feb 2006

DALLAS, TX

BANC OF AMERICA SECURITIES LLC

Aug 2002 – Dec 2002

DALLAS, TX

MORGAN STANLEY

Nov 1996 – Jul 2002

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · November 7, 1996

Years registered · 29

Disclosure History

2022Regulatory·Final

1988Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FIRST FINANCIAL EQUITY CORPORATION

CRD 16507 · SEC 801-63970

AUM

$2.4B

Regulatory assets under management

Employees

174

5,755 client accounts

Services offered by FIRST FINANCIAL EQUITY CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST FINANCIAL EQUITY CORPORATION →

Introduction

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Frequently Asked Questions

What services does Jeffrey Scott Graves offer?

Jeffrey Scott Graves specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Jeffrey Scott Graves's credentials?

Jeffrey Scott Graves is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Scott Graves located?

Jeffrey Scott Graves is based in SCOTTSDALE, Arizona, working with FIRST FINANCIAL EQUITY CORPORATION. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Jeffrey Scott Graves charge for services?

Jeffrey Scott Graves's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FINANCIAL EQUITY CORPORATION?

FIRST FINANCIAL EQUITY CORPORATION has approximately 174 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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