Unclaimed Profile

Tammy Lynn Steffen

FIRST FINANCIAL EQUITY CORPORATION·SCOTTSDALE, Arizona

SIE, Series 7, Series 9, Series 10, Series 24, Series 27, Series 63, Series 66, Series 99TOClean record8 years registeredFIRST FINANCIAL EQUITY CORPORATION

7373 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253CRD# 1110808Firm CRD# 16507

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tammy Lynn Steffen · SCOTTSDALE, AZ

Registration

CRD #1110808 · FIRST FINANCIAL EQUITY CORPORATION · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST FINANCIAL EQUITY CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2022 – Aug 2023

GREENWOOD VILLAGE, CO

FIRST FINANCIAL EQUITY CORPORATION

Jan 2018 – Apr 2022

GREENWOOD VILLAGE, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 27

Series 63

Series 66

Series 99TO

Registration record

First registered · January 10, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST FINANCIAL EQUITY CORPORATION

CRD 16507 · SEC 801-63970

AUM

$2.4B

Regulatory assets under management

Employees

174

5,755 client accounts

Services offered by FIRST FINANCIAL EQUITY CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST FINANCIAL EQUITY CORPORATION →

Introduction

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Frequently Asked Questions

What services does Tammy Lynn Steffen offer?

Tammy Lynn Steffen specializes in Financial Planning, Investment Management, Wealth Management.

What are Tammy Lynn Steffen's credentials?

Tammy Lynn Steffen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tammy Lynn Steffen located?

Tammy Lynn Steffen is based in SCOTTSDALE, Arizona, last registered with FIRST FINANCIAL EQUITY CORPORATION.

How does Tammy Lynn Steffen charge for services?

Tammy Lynn Steffen's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FINANCIAL EQUITY CORPORATION?

FIRST FINANCIAL EQUITY CORPORATION has approximately 174 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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