Unclaimed Profile

George Edward Fischer

FIRST FINANCIAL EQUITY CORPORATION·SCOTTSDALE, Arizona

SIE, Series 7, Series 22, Series 24, Series 39, Series 63CFA15 years registeredFIRST FINANCIAL EQUITY CORPORATION

7373 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253CRD# 1315706Firm CRD# 16507

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Edward Fischer · SCOTTSDALE, AZ

Registration

CRD #1315706 · FIRST FINANCIAL EQUITY CORPORATION · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST FINANCIAL EQUITY CORPORATION

FIRST FINANCIAL EQUITY CORPORATION

Jan 2011 – Jan 2017

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 39

Series 63

Registration record

First registered · January 20, 2011

Years registered · 15

Professional designation · CFA

Disclosure History

2008Regulatory·Final

2001Customer Dispute·Settled

2000Customer Dispute·Settled

2000Regulatory·Final

1999Customer Dispute·Closed-No Action

1999Customer Dispute·Settled

1996Customer Dispute·Settled

1995Customer Dispute·Settled

1993Customer Dispute·Pending

1992Customer Dispute·Settled

1988Customer Dispute·Settled

1987Customer Dispute·Settled

13 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST FINANCIAL EQUITY CORPORATION

CRD 16507 · SEC 801-63970

AUM

$2.4B

Regulatory assets under management

Employees

174

5,755 client accounts

Services offered by FIRST FINANCIAL EQUITY CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST FINANCIAL EQUITY CORPORATION →

Introduction

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Frequently Asked Questions

What services does George Edward Fischer offer?

George Edward Fischer specializes in Financial Planning, Investment Management, Wealth Management.

What are George Edward Fischer's credentials?

George Edward Fischer holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is George Edward Fischer located?

George Edward Fischer is based in SCOTTSDALE, Arizona, last registered with FIRST FINANCIAL EQUITY CORPORATION.

How does George Edward Fischer charge for services?

George Edward Fischer's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST FINANCIAL EQUITY CORPORATION?

FIRST FINANCIAL EQUITY CORPORATION has approximately 174 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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