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John Edward Rice

KEATS, CONNELLY AND ASSOCIATES, LLC·PHOENIX, Arizona
Series 7, Series 8, Series 63, Series 65Clean record26 years registeredKEATS, CONNELLY AND ASSOCIATES, LLC
3336 N. 32ND STREET, PHOENIX, AZ 85018-6241CRD# 2221567Firm CRD# 148884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Edward Rice · PHOENIX, AZ
Registration
CRD #2221567 · KEATS, CONNELLY AND ASSOCIATES, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: KEATS, CONNELLY AND ASSOCIATES, LLC
CARDINAL POINT CAPITAL MANAGEMENT INC.
Mar 2020Jan 2022
Phoenix, AZ
Mar 2020Nov 2021
Phoenix, AZ
CROSS BORDER TAX & ACCOUNTING, LLC
Jun 2009Oct 2011
BOYNTON BEACH, FL
KEATS CONNELLY AND ASSOCIATES INC.
Jun 2009Jun 2010
BOYNTON BEACH, FL
Jun 2009Jan 2020
PHOENIX, AZ
CROSS BORDER TAX & ACCOUNTING, LLC
Dec 2007Aug 2008
PHOENIX, AZ
KEATS CONNELLY AND ASSOCIATES INC.
Jul 2000May 2009
PHOENIX, AZ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 8
Series 63
Series 65
Registration record
First registered · July 10, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KEATS, CONNELLY AND ASSOCIATES, LLC
CRD 148884 · SEC 801-69866
Employees
2
Total firm employees
Services offered by KEATS, CONNELLY AND ASSOCIATES, LLC
Per Form ADV
Financial planning
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does John Edward Rice offer?
John Edward Rice specializes in Financial Planning.
What are John Edward Rice's credentials?
John Edward Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Edward Rice located?
John Edward Rice is based in PHOENIX, Arizona, last registered with KEATS, CONNELLY AND ASSOCIATES, LLC.
How does John Edward Rice charge for services?
John Edward Rice's firm is compensated through hourly charges, subscription fees, other: adviser referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEATS, CONNELLY AND ASSOCIATES, LLC?
KEATS, CONNELLY AND ASSOCIATES, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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