Unclaimed Profile

John Edward Rice

KEATS, CONNELLY AND ASSOCIATES, LLC·PHOENIX, Arizona

Clean recordKEATS, CONNELLY AND ASSOCIATES, LLC

3336 N. 32ND STREET, PHOENIX, AZ 85018-6241CRD# 2221567Firm CRD# 148884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Edward Rice · PHOENIX, AZ

Registration

CRD #2221567 · KEATS, CONNELLY AND ASSOCIATES, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Edward Rice is a registered financial advisor based in PHOENIX, Arizona, affiliated with KEATS, CONNELLY AND ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Client Types

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

KEATS, CONNELLY AND ASSOCIATES, LLC

KEATSCONNELLY

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at KEATS, CONNELLY AND ASSOCIATES, LLC →

Services

Financial planning

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Hourly charges

Subscription fees

Other: ADVISER REFERRAL FEES

Regulatory

SEC/IARD CRD# 2221567

Firm CRD# 148884

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Edward Rice offer?

John Edward Rice specializes in Financial Planning. Contact their office in PHOENIX, Arizona for a consultation.

What are John Edward Rice's credentials?

John Edward Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Edward Rice located?

John Edward Rice is based in PHOENIX, Arizona, working with KEATS, CONNELLY AND ASSOCIATES, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does John Edward Rice charge for services?

John Edward Rice's firm is compensated through hourly charges, subscription fees, other: adviser referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEATS, CONNELLY AND ASSOCIATES, LLC?

KEATS, CONNELLY AND ASSOCIATES, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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