Unclaimed Profile

James Gerard Palumbo

DYNAMIC ADVISOR SOLUTIONS LLC·PHOENIX, Arizona

Series 7, Series 6322 years registeredDYNAMIC ADVISOR SOLUTIONS LLC

2415 EAST CAMELBACK ROAD, PHOENIX, AZ 85016CRD# 2623916Firm CRD# 151367

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Gerard Palumbo · PHOENIX, AZ

Registration

CRD #2623916 · DYNAMIC ADVISOR SOLUTIONS LLC · 22 years registered

Brand Profile

Not yet started

Career History

GLOBAL WEALTH, LLC

Sep 2022 – present

GLOBAL WEALTH, LLC

Aug 2022 – Sep 2022

COLORADO SPRINGS, CO

DYNAMIC WEALTH ADVISORS

Mar 2018 – Jul 2022

McALLEN, TX

OXFORD ASSET MANAGEMENT, LLC

Sep 2003 – May 2018

MCALLEN, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · September 8, 2003

Years registered · 22

Disclosure History

2024Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DYNAMIC ADVISOR SOLUTIONS LLC

CRD 151367 · SEC 801-72203

AUM

$4.8B

Regulatory assets under management

Employees

125

14,988 client accounts

Services offered by DYNAMIC ADVISOR SOLUTIONS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DYNAMIC ADVISOR SOLUTIONS LLC →

Introduction

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Frequently Asked Questions

What services does James Gerard Palumbo offer?

James Gerard Palumbo specializes in Financial Planning, Investment Management. Contact their office in PHOENIX, Arizona for a consultation.

What are James Gerard Palumbo's credentials?

James Gerard Palumbo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Gerard Palumbo located?

James Gerard Palumbo is based in PHOENIX, Arizona, working with DYNAMIC ADVISOR SOLUTIONS LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does James Gerard Palumbo charge for services?

James Gerard Palumbo's firm is compensated through percentage of aum, hourly charges, subscription fees, other: asset-based and flat fees for model portfolio adviser services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DYNAMIC ADVISOR SOLUTIONS LLC?

DYNAMIC ADVISOR SOLUTIONS LLC has approximately 125 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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