Unclaimed Profile

Ernest John C'debaca

FOUNDATIONS INVESTMENT ADVISORS LLC·PHOENIX, Arizona

SIE, Series 7, Series 24, Series 66Clean record17 years registeredFOUNDATIONS INVESTMENT ADVISORS LLC

4050 E. COTTON CENTER BLVD., PHOENIX, AZ 85040CRD# 5574701Firm CRD# 175083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ernest John C'debaca · PHOENIX, AZ

Registration

CRD #5574701 · FOUNDATIONS INVESTMENT ADVISORS LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOUNDATIONS INVESTMENT ADVISORS LLC

FOUNDATIONS INVESTMENT ADVISORS LLC

Dec 2017 – Nov 2024

PHOENIX, AZ

TRAJAN WEALTH, L.L.C.

Dec 2017 – Jun 2018

SCOTTSDALE, AZ

COMMONWEALTH FINANCIAL NETWORK

Oct 2014 – Nov 2017

Scottsdale, AZ

WELLS FARGO ADVISORS, LLC

Jan 2013 – Apr 2014

SCOTTSDALE, AZ

HONKAMP KRUEGER FINANCIAL SERVICES INC

Nov 2011 – Dec 2012

SCOTTSDALE, AZ

ALETHEIA RESEARCH AND MANAGEMENT INC

Feb 2010 – Aug 2010

SANTA MONICA, CA

ING INVESTMENT MANAGEMENT CO.

Dec 2008 – Nov 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · December 18, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOUNDATIONS INVESTMENT ADVISORS LLC

CRD 175083 · SEC 801-100512

AUM

$6.7B

Regulatory assets under management

Employees

240

48,764 client accounts

Services offered by FOUNDATIONS INVESTMENT ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FOUNDATIONS INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Ernest John C'debaca offer?

Ernest John C'debaca specializes in Financial Planning, Investment Management.

What are Ernest John C'debaca's credentials?

Ernest John C'debaca is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ernest John C'debaca located?

Ernest John C'debaca is based in PHOENIX, Arizona, last registered with FOUNDATIONS INVESTMENT ADVISORS LLC.

How does Ernest John C'debaca charge for services?

Ernest John C'debaca's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNDATIONS INVESTMENT ADVISORS LLC?

FOUNDATIONS INVESTMENT ADVISORS LLC has approximately 240 employees and manages $6.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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