Unclaimed Profile

Elliot Craig Kauffman

PACWEST FINANCIAL MANAGEMENT, INC.·PHOENIX, Arizona

Series 3, Series 6, Series 63, Series 65Clean record24 years registeredPACWEST FINANCIAL MANAGEMENT, INC.

1643 E. BETHANY HOME RD., PHOENIX, AZ 85016CRD# 2511535Firm CRD# 108740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elliot Craig Kauffman · PHOENIX, AZ

Registration

CRD #2511535 · PACWEST FINANCIAL MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PACWEST FINANCIAL MANAGEMENT, INC.

BENEFIT FINANCIAL SERVICES GROUP

Jan 2017 – Dec 2018

PHOENIX, AZ

PACWEST FINANCIAL MANAGEMENT INC

Jun 2006 – Mar 2017

PHOENIX, AZ

MADISON SCOTTSDALE

Dec 2001 – May 2006

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 63

Series 65

Registration record

First registered · December 6, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PACWEST FINANCIAL MANAGEMENT, INC.

CRD 108740 · SEC 801-55059

AUM

$226M

Regulatory assets under management

Employees

442 client accounts

Services offered by PACWEST FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PACWEST FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Elliot Craig Kauffman offer?

Elliot Craig Kauffman specializes in Financial Planning, Investment Management, Wealth Management.

What are Elliot Craig Kauffman's credentials?

Elliot Craig Kauffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Elliot Craig Kauffman located?

Elliot Craig Kauffman is based in PHOENIX, Arizona, last registered with PACWEST FINANCIAL MANAGEMENT, INC..

How does Elliot Craig Kauffman charge for services?

Elliot Craig Kauffman's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PACWEST FINANCIAL MANAGEMENT, INC.?

PACWEST FINANCIAL MANAGEMENT, INC. has approximately 6 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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