Unclaimed Profile

Cynthia Kay Fick

FINANCIAL LIFE PLANNERS LLC·PHOENIX, Arizona

Series 7, Series 63, Series 65, Series 66Clean record23 years registeredFINANCIAL LIFE PLANNERS LLC

10429 S 51ST STREET, PHOENIX, AZ 85044CRD# 1643732Firm CRD# 129415

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cynthia Kay Fick · PHOENIX, AZ

Registration

CRD #1643732 · FINANCIAL LIFE PLANNERS LLC · 23 years registered

Brand Profile

Not yet started

Career History

FINANCIAL LIFE PLANNERS

Jan 2004 – present

COMMONWEALTH FINANCIAL NETWORK

May 2003 – Dec 2003

CHANDLER, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · May 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL LIFE PLANNERS LLC

CRD 129415 · SEC 801-127888

AUM

$133M

Regulatory assets under management

Employees

664 client accounts

Services offered by FINANCIAL LIFE PLANNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL LIFE PLANNERS LLC →

Introduction

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Frequently Asked Questions

What services does Cynthia Kay Fick offer?

Cynthia Kay Fick specializes in Financial Planning, Investment Management. Contact their office in PHOENIX, Arizona for a consultation.

What are Cynthia Kay Fick's credentials?

Cynthia Kay Fick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cynthia Kay Fick located?

Cynthia Kay Fick is based in PHOENIX, Arizona, working with FINANCIAL LIFE PLANNERS LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Cynthia Kay Fick charge for services?

Cynthia Kay Fick's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL LIFE PLANNERS LLC?

FINANCIAL LIFE PLANNERS LLC has approximately 5 employees and manages $133M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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