Unclaimed Profile

April Dawn Lamb

SOVEREIGN INVESTMENT ADVISORS LLC·PHOENIX, Arizona

SOVEREIGN INVESTMENT ADVISORS LLC

3930 E RAY ROAD SUITE 170, PHOENIX, AZ 85044CRD# 4231582Firm CRD# 149040

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

April Dawn Lamb · PHOENIX, AZ

Registration

CRD #4231582 · SOVEREIGN INVESTMENT ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

April Dawn Lamb is a registered financial advisor based in PHOENIX, Arizona, affiliated with SOVEREIGN INVESTMENT ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

SOVEREIGN INVESTMENT ADVISORS LLC

AUM

$2.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SOVEREIGN INVESTMENT ADVISORS LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4231582

Firm CRD# 149040

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does April Dawn Lamb offer?

April Dawn Lamb specializes in Investment Management, Wealth Management. Contact their office in PHOENIX, Arizona for a consultation.

What are April Dawn Lamb's credentials?

April Dawn Lamb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is April Dawn Lamb located?

April Dawn Lamb is based in PHOENIX, Arizona, working with SOVEREIGN INVESTMENT ADVISORS LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does April Dawn Lamb charge for services?

April Dawn Lamb's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOVEREIGN INVESTMENT ADVISORS LLC?

SOVEREIGN INVESTMENT ADVISORS LLC has approximately 8 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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