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Ronald J. Goguen

SARATOGA CAPITAL MANAGEMENT,LLC·GOODYEAR, Arizona
Clean recordSARATOGA CAPITAL MANAGEMENT,LLC
1616 N. LITCHFIELD ROAD, GOODYEAR, AZ 85395-1279CRD# 4392435Firm CRD# 112021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ronald J. Goguen · GOODYEAR, AZ
Registration
CRD #4392435 · SARATOGA CAPITAL MANAGEMENT,LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ronald J. Goguen is a registered financial advisor based in GOODYEAR, Arizona, affiliated with SARATOGA CAPITAL MANAGEMENT,LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
SARATOGA CAPITAL MANAGEMENT,LLC
SARATOGA CAPITAL MANAGEMENT,LLC
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SARATOGA CAPITAL MANAGEMENT,LLC →
Services
Portfolio management (pooled investments)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Other: LICENSING FEES
Regulatory
SEC/IARD CRD# 4392435
Firm CRD# 112021
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ronald J. Goguen offer?
Ronald J. Goguen specializes in Investment Management. Contact their office in GOODYEAR, Arizona for a consultation.
What are Ronald J. Goguen's credentials?
Ronald J. Goguen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ronald J. Goguen located?
Ronald J. Goguen is based in GOODYEAR, Arizona, working with SARATOGA CAPITAL MANAGEMENT,LLC. Their office serves clients in the GOODYEAR metropolitan area and surrounding communities.
How does Ronald J. Goguen charge for services?
Ronald J. Goguen's firm is compensated through percentage of aum, other: licensing fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA CAPITAL MANAGEMENT,LLC?
SARATOGA CAPITAL MANAGEMENT,LLC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SARATOGA CAPITAL MANAGEMENT,LLC

Bruce Edward Ventimiglia
AVONDALE, AZ
Richard Edward Stierwalt
GOODYEAR, AZ
Stephen Ventimiglia
AVONDALE, AZ
John H. Schiavi
GOODYEAR, AZ
Jonathan William Ventimiglia
AVONDALE, AZ
Scott Christopher Kane
AVONDALE, AZ

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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City Guides
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Research
Advisor Fees in ArizonaNational Fee Analysis
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