Unclaimed Profile

Stephen Ventimiglia

SARATOGA CAPITAL MANAGEMENT,LLC·AVONDALE, Arizona

Series 7, Series 63, Series 65Clean record32 years registeredSARATOGA CAPITAL MANAGEMENT,LLC

12725 W INDIAN SCHOOL ROAD, AVONDALE, AZ 85392CRD# 1578599Firm CRD# 112021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Ventimiglia · AVONDALE, AZ

Registration

CRD #1578599 · SARATOGA CAPITAL MANAGEMENT,LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SARATOGA CAPITAL MANAGEMENT,LLC

SARATOGA CAPITAL MANAGEMENT,LLC

Oct 2010 – Dec 2024

AVONDALE, AZ

SARATOGA CAPITAL MANAGEMENT,LLC

Jul 1994 – Dec 2008

WHITE LAKE, MI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 16, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SARATOGA CAPITAL MANAGEMENT,LLC

CRD 112021 · SEC 801-46534

AUM

$162M

Regulatory assets under management

Employees

1 client accounts

Services offered by SARATOGA CAPITAL MANAGEMENT,LLC

Per Form ADV

Portfolio management (pooled investments)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at SARATOGA CAPITAL MANAGEMENT,LLC →

Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in AVONDALE?

Browse all registered financial advisors in AVONDALE, Arizona or claim this profile if it's yours.

Browse AVONDALE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stephen Ventimiglia offer?

Stephen Ventimiglia specializes in Investment Management.

What are Stephen Ventimiglia's credentials?

Stephen Ventimiglia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Ventimiglia located?

Stephen Ventimiglia is based in AVONDALE, Arizona, last registered with SARATOGA CAPITAL MANAGEMENT,LLC.

How does Stephen Ventimiglia charge for services?

Stephen Ventimiglia's firm is compensated through percentage of aum, other: licensing fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SARATOGA CAPITAL MANAGEMENT,LLC?

SARATOGA CAPITAL MANAGEMENT,LLC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →

Other Advisors at SARATOGA CAPITAL MANAGEMENT,LLC

Bruce Edward Ventimiglia

AVONDALE, AZ

Jonathan William Ventimiglia

AVONDALE, AZ

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Arizona

SCOTTSDALE (281)PHOENIX (137)TUCSON (92)MESA (26)TEMPE (18)CHANDLER (16)PEORIA (14)PRESCOTT (9)YUMA (7)FLAGSTAFF (6)

City Guides

SCOTTSDALE Guide PHOENIX Guide TUCSON Guide MESA Guide TEMPE Guide

Research

Advisor Fees in Arizona National Fee Analysis

Request removal of this profile