AdvisorOS Directory
Claim Profile
RS

Richard Edward Stierwalt

SARATOGA CAPITAL MANAGEMENT,LLC·GOODYEAR, Arizona
Unclaimed Profile
1616 N. LITCHFIELD ROAD, GOODYEAR, AZ 85395-1279CRD# 1651986Firm CRD# 112021
01

About

Richard Edward Stierwalt is a registered financial advisor based in GOODYEAR, Arizona, affiliated with SARATOGA CAPITAL MANAGEMENT,LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
03

Firm Overview

Firm
SARATOGA CAPITAL MANAGEMENT,LLC
SARATOGA CAPITAL MANAGEMENT,LLC
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SARATOGA CAPITAL MANAGEMENT,LLC →
Services
Portfolio management (pooled investments)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Other: LICENSING FEES
Regulatory
SEC/IARD CRD# 1651986
Firm CRD# 112021
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in GOODYEAR?

Browse all registered financial advisors in GOODYEAR, Arizona or claim this profile if it's yours.

Browse GOODYEAR AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Richard Edward Stierwalt offer?
Richard Edward Stierwalt specializes in Investment Management. Contact their office in GOODYEAR, Arizona for a consultation.
What are Richard Edward Stierwalt's credentials?
Richard Edward Stierwalt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Edward Stierwalt located?
Richard Edward Stierwalt is based in GOODYEAR, Arizona, working with SARATOGA CAPITAL MANAGEMENT,LLC. Their office serves clients in the GOODYEAR metropolitan area and surrounding communities.
How does Richard Edward Stierwalt charge for services?
Richard Edward Stierwalt's firm is compensated through percentage of aum, other: licensing fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA CAPITAL MANAGEMENT,LLC?
SARATOGA CAPITAL MANAGEMENT,LLC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in GOODYEAR
Ronald J. Goguen — SARATOGA CAPITAL MANAGEMENT,LLCJohn H. Schiavi — SARATOGA CAPITAL MANAGEMENT,LLC
Nearby cities in Arizona
SCOTTSDALE (467)PHOENIX (224)TUCSON (124)MESA (41)CHANDLER (24)
City Guides
SCOTTSDALE GuidePHOENIX GuideTUCSON GuideMESA GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile