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Bruce Edward Ventimiglia

SARATOGA CAPITAL MANAGEMENT,LLC·AVONDALE, Arizona
SIE, Series 7, Series 7TO, Series 8, Series 9, Series 10, Series 24, Series 63, Series 6532 years registeredSARATOGA CAPITAL MANAGEMENT,LLC
12725 W INDIAN SCHOOL ROAD, AVONDALE, AZ 85392CRD# 863761Firm CRD# 112021

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bruce Edward Ventimiglia · AVONDALE, AZ
Registration
CRD #863761 · SARATOGA CAPITAL MANAGEMENT,LLC · 32 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SARATOGA CAPITAL MANAGEMENT,LLC
SARATOGA CAPITAL MANAGEMENT,LLC
Oct 2010 – Dec 2024
AVONDALE, AZ
SARATOGA CAPITAL MANAGEMENT,LLC
Jul 1994 – Dec 2008
GARDEN CITY, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 8
Series 9
Series 10
Series 24
Series 63
Series 65
Registration record
First registered · July 25, 1994
Years registered · 32
03

Disclosure History

2005Investigation

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SARATOGA CAPITAL MANAGEMENT,LLC
CRD 112021 · SEC 801-46534
AUM
$162M
Regulatory assets under management
Employees
4
1 client accounts
Services offered by SARATOGA CAPITAL MANAGEMENT,LLC
Per Form ADV
Portfolio management (pooled investments)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at SARATOGA CAPITAL MANAGEMENT,LLC →
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05

Frequently Asked Questions

What services does Bruce Edward Ventimiglia offer?
Bruce Edward Ventimiglia specializes in Investment Management.
What are Bruce Edward Ventimiglia's credentials?
Bruce Edward Ventimiglia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bruce Edward Ventimiglia located?
Bruce Edward Ventimiglia is based in AVONDALE, Arizona, last registered with SARATOGA CAPITAL MANAGEMENT,LLC.
How does Bruce Edward Ventimiglia charge for services?
Bruce Edward Ventimiglia's firm is compensated through percentage of aum, other: licensing fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA CAPITAL MANAGEMENT,LLC?
SARATOGA CAPITAL MANAGEMENT,LLC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SARATOGA CAPITAL MANAGEMENT,LLC

Stephen Ventimiglia
AVONDALE, AZ
Jonathan William Ventimiglia
AVONDALE, AZ

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Arizona
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City Guides
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Research
Advisor Fees in ArizonaNational Fee Analysis
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