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David Bruce Watts

WATTS GWILLIAM & COMPANY, LLC·GILBERT, Arizona
Series 7, Series 31, Series 66Clean record27 years registeredWATTS GWILLIAM & COMPANY, LLC
2730 S. VAL VISTA DR., GILBERT, AZ 85295CRD# 3095023Firm CRD# 131458

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Bruce Watts · GILBERT, AZ
Registration
CRD #3095023 · WATTS GWILLIAM & COMPANY, LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

WATTS GWILLIAM & COMPANY, LLC
Jun 2004 – present
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Nov 1998 – Jun 2004
PHOENIX, AZ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 66
Registration record
First registered · November 19, 1998
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WATTS GWILLIAM & COMPANY, LLC
CRD 131458 · SEC 801-63078
AUM
$605M
Regulatory assets under management
Employees
10
988 client accounts
Services offered by WATTS GWILLIAM & COMPANY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at WATTS GWILLIAM & COMPANY, LLC →
Introduction

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05

Frequently Asked Questions

What services does David Bruce Watts offer?
David Bruce Watts specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in GILBERT, Arizona for a consultation.
What are David Bruce Watts's credentials?
David Bruce Watts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Bruce Watts located?
David Bruce Watts is based in GILBERT, Arizona, working with WATTS GWILLIAM & COMPANY, LLC. Their office serves clients in the GILBERT metropolitan area and surrounding communities.
How does David Bruce Watts charge for services?
David Bruce Watts's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WATTS GWILLIAM & COMPANY, LLC?
WATTS GWILLIAM & COMPANY, LLC has approximately 10 employees and manages $605M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WATTS GWILLIAM & COMPANY, LLC

Daniel Bradford Gwilliam
GILBERT, AZ
Jeffrey Stephen Watts
GILBERT, AZ

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