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Ketan S Parekh

WINDOW ROCK CAPITAL PARTNERS LLC·GILBERT, Arizona
SIE, Series 7Clean recordWINDOW ROCK CAPITAL PARTNERS LLC
2915 EAST BASELINE ROAD, GILBERT, AZ 85234CRD# 3169774Firm CRD# 269952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ketan S Parekh · GILBERT, AZ
Registration
CRD #3169774 · WINDOW ROCK CAPITAL PARTNERS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WINDOW ROCK CAPITAL PARTNERS LLC
CRD 269952 · SEC 801-107527
AUM
$77M
Regulatory assets under management
Employees
12
14 client accounts
Services offered by WINDOW ROCK CAPITAL PARTNERS LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at WINDOW ROCK CAPITAL PARTNERS LLC →
Introduction

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Frequently Asked Questions

What services does Ketan S Parekh offer?
Ketan S Parekh specializes in Retirement Planning. Contact their office in GILBERT, Arizona for a consultation.
What are Ketan S Parekh's credentials?
Ketan S Parekh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ketan S Parekh located?
Ketan S Parekh is based in GILBERT, Arizona, working with WINDOW ROCK CAPITAL PARTNERS LLC. Their office serves clients in the GILBERT metropolitan area and surrounding communities.
How does Ketan S Parekh charge for services?
Ketan S Parekh's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WINDOW ROCK CAPITAL PARTNERS LLC?
WINDOW ROCK CAPITAL PARTNERS LLC has approximately 12 employees and manages $77M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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