Unclaimed Profile

Jeffrey Louis Pettiford

WINDOW ROCK CAPITAL PARTNERS LLC·GILBERT, Arizona

SIE, Series 7, Series 7TO, Series 52, Series 63, Series 65, Series 66Clean record25 years registeredWINDOW ROCK CAPITAL PARTNERS LLC

2915 EAST BASELINE ROAD, GILBERT, AZ 85234CRD# 3225642Firm CRD# 269952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Louis Pettiford · GILBERT, AZ

Registration

CRD #3225642 · WINDOW ROCK CAPITAL PARTNERS LLC · 25 years registered

Brand Profile

Not yet started

Career History

FORT WASHINGTON INVESTMENT ADVISORS INC

Aug 2020 – present

TOUCHSTONE SECURITIES, LLC

Jul 2020 – present

WILLIAM BLAIR & COMPANY L.L.C.

Jul 2011 – Sep 2013

CHICAGO, IL

NATCITY INVESTMENTS, INC.

Oct 2007 – Oct 2009

CLEVELAND, OH

BURRIDGE GROUP LLC

Nov 2000 – Dec 2002

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 52

Series 63

Series 65

Series 66

Registration record

First registered · November 17, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINDOW ROCK CAPITAL PARTNERS LLC

CRD 269952 · SEC 801-107527

AUM

$77M

Regulatory assets under management

Employees

14 client accounts

Services offered by WINDOW ROCK CAPITAL PARTNERS LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at WINDOW ROCK CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Louis Pettiford offer?

Jeffrey Louis Pettiford specializes in Retirement Planning. Contact their office in GILBERT, Arizona for a consultation.

What are Jeffrey Louis Pettiford's credentials?

Jeffrey Louis Pettiford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Louis Pettiford located?

Jeffrey Louis Pettiford is based in GILBERT, Arizona, working with WINDOW ROCK CAPITAL PARTNERS LLC. Their office serves clients in the GILBERT metropolitan area and surrounding communities.

How does Jeffrey Louis Pettiford charge for services?

Jeffrey Louis Pettiford's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINDOW ROCK CAPITAL PARTNERS LLC?

WINDOW ROCK CAPITAL PARTNERS LLC has approximately 12 employees and manages $77M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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